Complaint Redressal

Complaint Data to be displayed by IAs.
Formats for investors’ complaints data to be disclosed monthly by IAs on their website/mobile application:

1. Data for the month ending April 30, 2026:

Sr. No.Received FromPending at the end of last monthReceivedResolved*Total Pending#Pending complaints > 3 monthsAverage Resolution time^ (in days)
1Directly from Investors000000
2SEBI (SCORES)000000
3Other Sources (If any)000000
 Grand Total000000

Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

2. Trend of monthly disposal of complaints:

Sr. No.

Month

Carried forward from previous month

Received

Resolved *

Pending #

Apr 2026

0

0

0

0

0

Mar 2026

0

0

0

0

0

Feb 2025

0

0

0

0

0

Jan 2025

0

0

0

0

0

Dec 2025

0

0

0

0

0

Nov 2025

0

0

0

0

0

Oct 2025

0

0

0

0

0

Sep 2025

0

0

0

0

0

Aug 2025

0

0

0

0

0

Jul 2025

0

0

0

0

0

Jun 2025

0

0

0

0

0

May 2025

0

0

0

0

0

Apr 2025

0

0

0

0

0

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.

3. Trend of Annual disposal of complaints: Grand Total: 0

Sr. No.

Year

Carried forward from previous Year

Received

Resolved *

Pending #

1

2025-2026

0

0

0

0

2

2024-2025

0

0

0

0

3

2023-2024

0

0

0

0

*Inclusive of complaints of previous years resolved in the current year. #Inclusive of complaints pending as on the last day of the year.
Principal Officer: Vinit Iyer

vinit.iyer@prudenowealth.com
+91 98230 10935

Corporate Office
Corresponding SEBI Office Address

Plot No.C4-A, ‘G’ Block Bandra-Kurla Complex,
Bandra (East), Mumbai – 400051

Prudeno Wealth Advisors Pvt. Ltd. is SEBI Registered Investment Advisor
Type of Registration: Non – Individual Registration Number: INA000017806 Registration Validity: 11 April 2023 to Perpetual

SEBI SCORES Link – https://scores.sebi.gov.in

ODR Portal Link – https://smartodr.in
Compliances

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